Filing Details

Accession Number:
0001209191-17-039995
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-14 21:02:17
Reporting Period:
2017-06-12
Filing Date:
2017-06-14
Accepted Time:
2017-06-14 21:02:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1272830 Vonage Holdings Corp VG Telephone Communications (No Radiotelephone) (4813) 113547680
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575492 T. David Pearson C/O Vonage Holdings Corp.
23 Main Street
Holmdel NJ 07733
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-12 666,666 $2.87 948,241 No 4 M Direct
Common Stock Disposition 2017-06-12 666,666 $7.00 281,575 No 4 S Direct
Common Stock Acquisiton 2017-06-13 666,667 $2.87 948,242 No 4 M Direct
Common Stock Disposition 2017-06-13 666,667 $7.02 281,575 No 4 S Direct
Common Stock Acquisiton 2017-06-14 666,667 $2.87 948,242 No 4 M Direct
Common Stock Disposition 2017-06-14 666,667 $6.98 281,575 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-06-12 666,666 $0.00 666,666 $2.87
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-06-13 666,667 $0.00 666,667 $2.87
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-06-14 666,667 $0.00 666,667 $2.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,333,334 2023-05-03 No 4 M Direct
666,667 2023-05-03 No 4 M Direct
0 2023-05-03 No 4 M Direct
Footnotes
  1. Sale was made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended, which was adopted on November 14, 2016. The plan will expire by its terms on August 30, 2017 as was entered into for estate planning and diversification purposes.
  2. The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $6.89 to $7.10. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
  3. The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $6.99 to $7.11. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
  4. The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $6.93 to $7.04. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
  5. The option, representing a right to purchase a total of 2,000,000 shares, vested in equal annual installments over a period of four years beginning on May 3, 2013.