Filing Details
- Accession Number:
- 0001104659-17-039279
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-14 20:15:37
- Reporting Period:
- 2017-06-12
- Filing Date:
- 2017-06-14
- Accepted Time:
- 2017-06-14 20:15:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527469 | Athene Holding Ltd | ATH | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1449433 | Apollo Management Holdings Gp, Llc | 9 W. 57Th Street 43Rd Floor New York NY 10019 | No | No | Yes | No | |
1449434 | Apollo Management Holdings, L.p. | 9 W. 57Th Street New York NY 10019 | No | No | Yes | No | |
1456419 | Apollo Capital Management Gp, Llc | 9 West 57Th Street New York NY 10019 | No | No | Yes | No | |
1456421 | Apollo Capital Management, L.p. | 9 West 57Th Street New York NY 10019 | No | No | Yes | No | |
1473543 | Apollo Alternative Assets, L.p. | 87 Mary Street, George Town Grand Cayman E9 KY1-9005 | No | No | Yes | No | |
1512580 | Apollo International Management Gp, Llc | 9 West 57Th Street New York NY 10019 | No | No | Yes | No | |
1512636 | Apollo International Management, L.p. | 9 West 57Th Street New York NY 10019 | No | No | Yes | No | |
1527502 | Ltd. Asset Life Apollo | C/O Walker Corporate Services Limited Walker House, 87 Mary Street George Town E9 KY1-9005 | No | No | Yes | No | |
1566433 | Apollo Principal Holdings Iii, L.p. | C/O Intertrust Corporate Services (Cayman) Limited, 190 Elgin Street George Town E9 KY1-9005 | No | No | Yes | No | |
1566491 | Ltd Gp Iii Holdings Principal Apollo | C/O Intertrust Corporate Services (Cayman) Limited, 190 Elgin Street George Town E9 KY1-9005 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Shares | Disposition | 2017-06-12 | 10,534,962 | $0.00 | 73,943,636 | No | 4 | J | Indirect | See footnote |
Class A Common Shares | Disposition | 2017-06-12 | 7,602,830 | $49.00 | 66,340,806 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- In connection with a secondary offering of the shares of the Issuer, AAA Guarantor-Athene LP ("AAA Guarantor") distributed 10,767,217 Class B common shares to its limited partner, AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these 10,767,217 Class B common shares to its unitholders, including 19,396 Class B common shares to Apollo Principal Holdings III, L.P. and 212,859 Class B common shares to AAA Holdings, L.P. Except for the Class B common shares that were distributed to Apollo Principal Holdings III, L.P., AAA Holdings, L.P. and certain other unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution.
- See Exhibit 99.1.