Filing Details

Accession Number:
0001140361-17-025042
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-14 19:13:16
Reporting Period:
2017-06-12
Filing Date:
2017-06-14
Accepted Time:
2017-06-14 19:13:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1653384 Runway Growth Credit Fund Inc. NONE () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1402746 Oaktree Fund Gp I, L.p. C/O Oaktree Capital Management, L.p.
333 S. Grand Ave., 28Th Floor
Los Angeles CA 90071
Yes No Yes No
1403525 Oaktree Capital Group Holdings Gp, Llc C/O Oaktree Capital Management, L.p.
333 S. Grand Ave., 28Th Floor
Los Angeles CA 90071
Yes No Yes No
1403528 Oaktree Capital Group, Llc C/O Oaktree Capital Management, L.p.
333 S. Grand Ave., 28Th Floor
Los Angeles CA 90071
Yes No Yes No
1403530 Oaktree Capital I, L.p. C/O Oaktree Capital Management, L.p.
333 S. Grand Ave., 28Th Floor
Los Angeles CA 90071
Yes No Yes No
1407178 Ocm Holdings I, Llc C/O Oaktree Capital Management, L.p.
333 S. Grand Ave., 28Th Floor
Los Angeles CA 90071
Yes No Yes No
1407181 Oaktree Holdings, Llc C/O Oaktree Capital Management, L.p.
333 S. Grand Ave., 28Th Floor
Los Angeles CA 90071
Yes No Yes No
1499005 Oaktree Fund Gp, Llc C/O Oaktree Capital Management, L.p.
333 S. Grand Ave., 28Th Floor
Los Angeles CA 90071
Yes No Yes No
1693272 Ocm Growth Holdings Llc C/O Oaktree Capital Management, L.p.
333 S. Grand Ave., 28Th Floor
Los Angeles CA 90071
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-12 909,443 $15.00 1,662,223 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC") ("OCMGH"), directly owns 1,662,222.73 shares of common stock (the "Common Stock") of Runway Growth Credit Fund, Inc. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLP, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"), in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as duly elected manager of OCG.
  2. Each of OGH GP, OCMGH, GP LLC, GP I LLC, Capital I, Holdings I, Holdings and OCG (collectively, the "Reporting Persons") disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
  3. OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, Stephen A. Kaplan, John B. Frank, David M. Kirchheimer, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.
  4. The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.