Filing Details

Accession Number:
0000014693-17-000125
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-14 18:09:06
Reporting Period:
2015-12-21
Filing Date:
2017-06-14
Accepted Time:
2017-06-14 18:09:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1549563 R Stuart Brown 850 Dixie Highway
Louisville KY 40210
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Acquisiton 2016-01-07 265 $0.00 156,228 No 4 G Direct
Class A Common Acquisiton 2016-01-08 4 $0.00 156,232 No 4 G Direct
Class A Common Acquisiton 2016-08-11 51,135 $0.00 414,734 No 5 G Direct
Class A Common Acquisiton 2017-01-12 602 $0.00 415,336 No 5 G Direct
Class A Common Disposition 2017-02-15 2,300 $0.00 413,036 No 5 G Direct
Class A Common Acquisiton 2016-01-07 265 $0.00 1,076 No 4 G Indirect Child-1 account
Class A Common Acquisiton 2016-01-08 4 $0.00 1,080 No 4 G Indirect Child-1 account
Class A Common Acquisiton 2017-01-12 602 $0.00 2,762 No 5 G Indirect Child-1 account
Class A Common Acquisiton 2017-02-15 575 $0.00 3,337 No 5 G Indirect Child-1 account
Class A Common Acquisiton 2016-05-24 114,151 $0.00 228,302 No 4 J Indirect SKCJ Investments LLC
Class A Common Acquisiton 2017-01-12 602 $0.00 602 No 5 G Indirect Child-2 account
Class A Common Acquisiton 2017-02-15 575 $0.00 1,177 No 5 G Indirect Child-2 account
Class B Common Acquisiton 2016-08-11 72,684 $0.00 207,680 No 5 G Direct
Class B Common Acquisiton 2015-12-21 270 $0.00 3,115 No 4 G Indirect By Spouse
Class B Common Acquisiton 2015-12-24 6 $0.00 3,121 No 4 G Indirect By Spouse
Class B Common Acquisiton 2016-12-16 309 $0.00 6,551 No 5 G Indirect By Spouse
Class B Common Acquisiton 2016-12-22 307 $0.00 6,858 No 5 G Indirect By Spouse
Class B Common Disposition 2016-04-12 150 $95.76 9,918 No 4 S Indirect 2015 Trust
Class B Common Acquisiton 2016-05-24 27,657 $0.00 55,314 No 4 J Indirect SKCJ Investments LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 G Direct
No 5 G Direct
No 5 G Direct
No 5 G Direct
No 4 G Indirect Child-1 account
No 4 G Indirect Child-1 account
No 5 G Indirect Child-1 account
No 5 G Indirect Child-1 account
No 4 J Indirect SKCJ Investments LLC
No 5 G Indirect Child-2 account
No 5 G Indirect Child-2 account
No 5 G Direct
No 4 G Indirect By Spouse
No 4 G Indirect By Spouse
No 5 G Indirect By Spouse
No 5 G Indirect By Spouse
No 4 S Indirect 2015 Trust
No 4 J Indirect SKCJ Investments LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 40,878 Indirect 2015 Trust
Class A Common 36,104 Indirect Hedge Street Partners LLC
Class B Common 9,024 Indirect Hedge Street Partners LLC
Footnotes
  1. In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 207,367 additional shares.
  2. Reflects the acquisition of 1,080 additional shares in the August 2016 stock split.
  3. Reflects the acquisition of 114,151 additional shares in the August 2016 stock split.
  4. Reflects the acquisiton of 103,840 additional shares in the August 2016 stock split.
  5. Reflects the acquisition of 3,121 additional shares in the August 2016 stock split.
  6. Reflects the acquisition of 5,109 additional shares in the August 2016 stock split.
  7. Reflects the acquisition of 27,657 additional shares in the August 2016 stock split.
  8. Reflects the acquisition of 20,439 additional shares in the August 2016 stock split.
  9. Reflects the acquisition of 18,052 additional shares in the August 2016 stock split.
  10. Reflects the acquisition of 4,512 additional shares in the August 2016 stock split.