Filing Details
- Accession Number:
- 0000014693-17-000125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-14 18:09:06
- Reporting Period:
- 2015-12-21
- Filing Date:
- 2017-06-14
- Accepted Time:
- 2017-06-14 18:09:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1549563 | R Stuart Brown | 850 Dixie Highway Louisville KY 40210 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common | Acquisiton | 2016-01-07 | 265 | $0.00 | 156,228 | No | 4 | G | Direct | |
Class A Common | Acquisiton | 2016-01-08 | 4 | $0.00 | 156,232 | No | 4 | G | Direct | |
Class A Common | Acquisiton | 2016-08-11 | 51,135 | $0.00 | 414,734 | No | 5 | G | Direct | |
Class A Common | Acquisiton | 2017-01-12 | 602 | $0.00 | 415,336 | No | 5 | G | Direct | |
Class A Common | Disposition | 2017-02-15 | 2,300 | $0.00 | 413,036 | No | 5 | G | Direct | |
Class A Common | Acquisiton | 2016-01-07 | 265 | $0.00 | 1,076 | No | 4 | G | Indirect | Child-1 account |
Class A Common | Acquisiton | 2016-01-08 | 4 | $0.00 | 1,080 | No | 4 | G | Indirect | Child-1 account |
Class A Common | Acquisiton | 2017-01-12 | 602 | $0.00 | 2,762 | No | 5 | G | Indirect | Child-1 account |
Class A Common | Acquisiton | 2017-02-15 | 575 | $0.00 | 3,337 | No | 5 | G | Indirect | Child-1 account |
Class A Common | Acquisiton | 2016-05-24 | 114,151 | $0.00 | 228,302 | No | 4 | J | Indirect | SKCJ Investments LLC |
Class A Common | Acquisiton | 2017-01-12 | 602 | $0.00 | 602 | No | 5 | G | Indirect | Child-2 account |
Class A Common | Acquisiton | 2017-02-15 | 575 | $0.00 | 1,177 | No | 5 | G | Indirect | Child-2 account |
Class B Common | Acquisiton | 2016-08-11 | 72,684 | $0.00 | 207,680 | No | 5 | G | Direct | |
Class B Common | Acquisiton | 2015-12-21 | 270 | $0.00 | 3,115 | No | 4 | G | Indirect | By Spouse |
Class B Common | Acquisiton | 2015-12-24 | 6 | $0.00 | 3,121 | No | 4 | G | Indirect | By Spouse |
Class B Common | Acquisiton | 2016-12-16 | 309 | $0.00 | 6,551 | No | 5 | G | Indirect | By Spouse |
Class B Common | Acquisiton | 2016-12-22 | 307 | $0.00 | 6,858 | No | 5 | G | Indirect | By Spouse |
Class B Common | Disposition | 2016-04-12 | 150 | $95.76 | 9,918 | No | 4 | S | Indirect | 2015 Trust |
Class B Common | Acquisiton | 2016-05-24 | 27,657 | $0.00 | 55,314 | No | 4 | J | Indirect | SKCJ Investments LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 4 | G | Indirect | Child-1 account |
No | 4 | G | Indirect | Child-1 account |
No | 5 | G | Indirect | Child-1 account |
No | 5 | G | Indirect | Child-1 account |
No | 4 | J | Indirect | SKCJ Investments LLC |
No | 5 | G | Indirect | Child-2 account |
No | 5 | G | Indirect | Child-2 account |
No | 5 | G | Direct | |
No | 4 | G | Indirect | By Spouse |
No | 4 | G | Indirect | By Spouse |
No | 5 | G | Indirect | By Spouse |
No | 5 | G | Indirect | By Spouse |
No | 4 | S | Indirect | 2015 Trust |
No | 4 | J | Indirect | SKCJ Investments LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common | 40,878 | Indirect | 2015 Trust |
Class A Common | 36,104 | Indirect | Hedge Street Partners LLC |
Class B Common | 9,024 | Indirect | Hedge Street Partners LLC |
Footnotes
- In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 207,367 additional shares.
- Reflects the acquisition of 1,080 additional shares in the August 2016 stock split.
- Reflects the acquisition of 114,151 additional shares in the August 2016 stock split.
- Reflects the acquisiton of 103,840 additional shares in the August 2016 stock split.
- Reflects the acquisition of 3,121 additional shares in the August 2016 stock split.
- Reflects the acquisition of 5,109 additional shares in the August 2016 stock split.
- Reflects the acquisition of 27,657 additional shares in the August 2016 stock split.
- Reflects the acquisition of 20,439 additional shares in the August 2016 stock split.
- Reflects the acquisition of 18,052 additional shares in the August 2016 stock split.
- Reflects the acquisition of 4,512 additional shares in the August 2016 stock split.