Home > Insider Trading > Filing (0001061434-17-000003)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1380846	Tristate Capital Holdings Inc.	TSC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1061434	F James Getz	One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219	Chairman, President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-06-12	15,000	$25.00	165,618	No	4	S	Indirect	By Barclays Capital, Inc. FBO James F. Getz Individual Retirement Account
Common Stock	Disposition	2017-06-13	5,000	$25.24	160,618	No	4	S	Indirect	By Barclays Capital, Inc. FBO James F. Getz Individual Retirement Account

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Barclays Capital, Inc. FBO James F. Getz Individual Retirement Account
No	4	S	Indirect	By Barclays Capital, Inc. FBO James F. Getz Individual Retirement Account

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	287,173	Indirect	By Getz Enterprises, L.P.
Common Stock	61,252	Direct
Common Stock	668,138	Direct

Footnotes

The securities were sold by Mr. Getz's IRA, which has as its sole asset shares of Common Stock of TriState Capital Holdings, Inc., to provide the IRA with liquid assets sufficient to fund mandatory distributions required to be made to Mr. Getz by the IRA under applicable tax laws.
The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $24.65 to $25.08, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The Reporting Person is the beneficiary of this account.
The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $25.05 to $25.30, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The Reporting Person is the general partner of this entity.
Shares held jointly by Mr. Getz and his wife.
Owned by Mr. Getz individually