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Filing Details

Accession Number:: 0001127602-17-021423
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-06-14 16:35:36
Reporting Period:: 2017-06-12

Filing Date:: 2017-06-14
Accepted Time:: 2017-06-14 16:35:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
889936	Privatebancorp Inc	PVTB	State Commercial Banks (6022)	363681151

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1425284	Kevin Solkema Van	C/O Privatebancorp, Inc. 120 South Lasalle St. Chicago IL 60603	Chief Risk Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-06-12	39,062	$36.75	126,087	No	4	M	Direct
Common Stock	Acquisiton	2017-06-12	14,440	$14.99	140,527	No	4	M	Direct
Common Stock	Acquisiton	2017-06-12	16,610	$14.39	157,137	No	4	M	Direct
Common Stock	Acquisiton	2017-06-12	14,830	$17.95	171,967	No	4	M	Direct
Common Stock	Acquisiton	2017-06-12	6,127	$27.94	178,094	No	4	M	Direct
Common Stock	Disposition	2017-06-12	91,069	$60.29	87,025	No	4	S	Direct
Common Stock	Disposition	2017-06-12	24,567	$60.54	62,458	No	4	S	Direct
Common Stock	Disposition	2017-06-12	13,335	$0.00	49,123	No	5	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	5	G	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2017-06-12	39,062	$0.00	39,062	$36.75
Common Stock	Option To Purchase Common Stock	Disposition	2017-06-12	14,440	$0.00	14,440	$14.99
Common Stock	Option To Purchase Common Stock	Disposition	2017-06-12	16,610	$0.00	16,610	$14.39
Common Stock	Option To Purchase Common Stock	Disposition	2017-06-12	14,830	$0.00	14,830	$17.95
Common Stock	Option To Purchase Common Stock	Disposition	2017-06-12	6,127	$0.00	6,127	$27.94

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
	2018-02-01	No	4	M	Direct
	2021-04-01	No	4	M	Direct
	2022-02-22	No	4	M	Direct
2016-03-01	2023-02-22	No	4	M	Direct
2017-03-01	2024-02-21	No	4	M	Direct

Footnotes

Reflects the weighted average sales price of multiple transactions reported on this line. The shares were sold at prices that ranged from $60.16 to $60.39. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
Reflects the weighted average sales price of multiple transactions reported on this line. The shares were sold at prices that ranged from $60.52 to $60.57. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
Options were granted February 1, 2008. Fifty percent were scheduled to vest upon achievement of specific performance targets. The remaining 50% vested 20% every year on the anniversary of the date of grant and became fully vested after five years.
Of the 62,500 options originally granted in 2008, 31,250 vested based on time-vesting requirements and 7,812 of the total 31,250 performance-vested options vested pursuant to the terms of the options providing for minimum vesting at 25%. The remaining 23,438 performance-vested options did not vest due to failure to achieve specific performance targets.
Options were granted on April 1, 2011, one-third of which vested on the anniversary date in each of 2012, 2013 and 2014.
Options were granted on February 22, 2012 as part of the reporting person's 2012 long-term incentive award, one-third of which vested on March 1 of each of 2013, 2014 and 2015.