Filing Details

Accession Number:
0001209191-17-039828
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-14 16:29:06
Reporting Period:
2017-06-12
Filing Date:
2017-06-14
Accepted Time:
2017-06-14 16:29:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1624899 Steris Plc STE Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 981203539
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1651806 A Daniel Carestio C/O Chancery House, 190 Waterside Road
Hamilton Industrial Park
Leicester X0 LE5 1QZ
Sr. V. P. Ste Ast & Life Sci No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, 10 Pence Par Value Disposition 2017-06-12 2,215 $79.64 20,000 No 4 S Direct
Ordinary Shares, 10 Pence Par Value Acquisiton 2017-06-13 2,530 $45.34 22,530 No 4 M Direct
Ordinary Shares, 10 Pence Par Value Disposition 2017-06-13 2,530 $80.46 20,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (right to buy) Disposition 2017-06-13 2,530 $0.00 2,530 $45.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-05-31 No 4 M Direct
Footnotes
  1. This sale of a total of 2,215 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on August 16, 2016.
  2. 20,000 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,000 on May 30, 2018; 5,000 on May 28, 2019; 2,500 on June 1, 2020; 3,000 on October 1, 2019 and 5,500 on June 1, 2021.
  3. This exercise and sale of a total of 2,530 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on August 16, 2016.
  4. This represents the average sales price of the 2,530 shares sold in the open market. The actual sales prices ranged from $80.00 per share to $80.78 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of the 15 sales prices.
  5. This option became exercisable as follows: 2,530 on May 31, 2014; 2,530 on May 31, 2015; 2,530 on May 31, 2016 and 2,530 on May 31, 2017. This option to purchase 10,120 STERIS plc shares was received in the Merger in exchange for an option to purchase 10,120 STERIS Corporation common shares for $45.34 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.