Filing Details

Accession Number:
0000093751-17-000406
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-14 16:12:42
Reporting Period:
2017-06-12
Filing Date:
2017-06-14
Accepted Time:
2017-06-14 16:12:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
93751 State Street Corp STT State Commercial Banks (6022) 042456637
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1287958 N Jeffrey Carp State Street Corporation
One Lincoln Street
Boston MA 02111
Evp, Clo And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-12 78,347 $81.71 312,639 No 4 M Direct
Common Stock Disposition 2017-06-12 73,331 $87.30 239,308 No 4 D Direct
Common Stock Disposition 2017-06-12 2,360 $87.30 236,948 No 4 F Direct
Common Stock Disposition 2017-06-13 2,656 $87.88 234,292 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2017-06-12 78,347 $0.00 78,347 $81.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-02-27 No 4 M Direct
Footnotes
  1. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015.
  2. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
  3. These shares were withheld to satisfy tax withholding obligations in connection with the exercise of a previously awarded Stock Appreciation Right.
  4. The stock appreciation right vested in four (4) annual installments commencing February 28, 2009.