Filing Details
- Accession Number:
- 0000093751-17-000406
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-14 16:12:42
- Reporting Period:
- 2017-06-12
- Filing Date:
- 2017-06-14
- Accepted Time:
- 2017-06-14 16:12:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
93751 | State Street Corp | STT | State Commercial Banks (6022) | 042456637 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1287958 | N Jeffrey Carp | State Street Corporation One Lincoln Street Boston MA 02111 | Evp, Clo And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-06-12 | 78,347 | $81.71 | 312,639 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-06-12 | 73,331 | $87.30 | 239,308 | No | 4 | D | Direct | |
Common Stock | Disposition | 2017-06-12 | 2,360 | $87.30 | 236,948 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-06-13 | 2,656 | $87.88 | 234,292 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2017-06-12 | 78,347 | $0.00 | 78,347 | $81.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-02-27 | No | 4 | M | Direct |
Footnotes
- The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015.
- The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- These shares were withheld to satisfy tax withholding obligations in connection with the exercise of a previously awarded Stock Appreciation Right.
- The stock appreciation right vested in four (4) annual installments commencing February 28, 2009.