Filing Details
- Accession Number:
- 0000350894-17-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-14 11:56:38
- Reporting Period:
- 2017-06-13
- Filing Date:
- 2017-06-14
- Accepted Time:
- 2017-06-14 11:56:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1665243 | Paul Klauder | Sei Investments Company One Freedom Valley Drive Oaks PA 19456 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Stock Option (Right To Purchase) | Acquisiton | 2017-06-13 | 7,500 | $17.65 | 21,629 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-06-13 | 7,500 | $53.56 | 14,129 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Stock Option (Right To Purchase) | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2017-06-13 | 7,500 | $17.65 | 7,500 | $17.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-02-28 | 2017-12-15 | No | 4 | M | Direct |