Filing Details
- Accession Number:
- 0001209191-17-039686
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-13 19:32:12
- Reporting Period:
- 2017-06-09
- Filing Date:
- 2017-06-13
- Accepted Time:
- 2017-06-13 19:32:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921299 | Fibrogen Inc | FGEN | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1621329 | Toshinari Tamura | C/O Fibrogen, Inc. 409 Illinois St. San Francisco CA 94158 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-09 | 12,000 | $3.50 | 60,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-06-09 | 3,000 | $5.95 | 63,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-09 | 15,000 | $29.20 | 48,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-06-12 | 3,000 | $5.95 | 51,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-06-12 | 12,000 | $9.78 | 63,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-12 | 15,000 | $28.57 | 48,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-06-09 | 12,000 | $0.00 | 12,000 | $3.50 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-06-09 | 3,000 | $0.00 | 3,000 | $5.95 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-06-12 | 3,000 | $0.00 | 3,000 | $5.95 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-06-12 | 12,000 | $0.00 | 12,000 | $9.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-03-15 | No | 4 | M | Direct | |
| 3,000 | 2022-06-27 | No | 4 | M | Direct | |
| 0 | 2022-06-27 | No | 4 | M | Direct | |
| 0 | 2023-04-17 | No | 4 | M | Direct |
Footnotes
- The shares were sold at prices ranging from $29.20 to $29.30. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares were sold at prices ranging from $28.50 to $28.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Fully vested.
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