Filing Details
- Accession Number:
- 0001104659-17-039016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-13 19:05:04
- Reporting Period:
- 2017-06-09
- Filing Date:
- 2017-06-13
- Accepted Time:
- 2017-06-13 19:05:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1282631 | Netlist Inc | NLST | Semiconductors & Related Devices (3674) | 954812784 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1381057 | K Chun Hong | 175 Technology, Suite 150 Irvine CA 92618 | President, Ceo And Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-06-09 | 13,750 | $1.16 | 4,837,991 | No | 4 | S | Indirect | Hong-Cha Property Trust |
Common Stock | Disposition | 2017-06-12 | 39,871 | $1.11 | 4,798,120 | No | 4 | S | Indirect | Hong-Cha Property Trust |
Common Stock | Disposition | 2017-06-13 | 20,585 | $1.12 | 4,777,535 | No | 4 | S | Indirect | Hong-Cha Property Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Hong-Cha Property Trust |
No | 4 | S | Indirect | Hong-Cha Property Trust |
No | 4 | S | Indirect | Hong-Cha Property Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 85,568 | Direct |