Filing Details
- Accession Number:
- 0001654954-17-005532
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-13 17:46:31
- Reporting Period:
- 2017-06-09
- Filing Date:
- 2017-06-13
- Accepted Time:
- 2017-06-13 17:46:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1414374 | Paragon Commercial Corp | PBNC | State Commercial Banks (6022) | 562278662 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1669611 | B. Thomas Oxholm | C/O Paragon Commercial Corporation 3535 Glenwood Avenue Raleigh NC 27612 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-06-09 | 904 | $53.51 | 31,796 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-06-12 | 1,471 | $53.87 | 30,325 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock | $0.00 | 1,000 | 1,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,000 | 1,000 | Direct |
Footnotes
- Prior to the date of the transactions reported herein, 5,375 shares owned by the Reporting Person's wife in her individual capacity were transferred to joint ownership with the Reporting Person. The sale of the shares indicated in column 4 of Table I were from this block of shares.
- This transaction was executed in multiple trades at prices ranging from $53.50 to $53.62. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
- Following the sale of the 904 shares reported herein, this total includes 4,471 shares previously owned indirectly by the Reporting Person's wife.
- This transaction was executed in multiple trades at prices ranging from $53.81 to $53.98. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
- The restricted stock vests and becomes freely transferrable in three equal annual installments beginning on September 1, 2016, as follows: 500 shares vest on each of September 1, 2016, 2017, and 2018.