Filing Details
- Accession Number:
- 0000911916-17-000192
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-13 17:20:26
- Reporting Period:
- 2017-06-09
- Filing Date:
- 2017-06-13
- Accepted Time:
- 2017-06-13 17:20:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1136869 | Zimmer Biomet Holdings Inc. | ZBH | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 134151777 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1635943 | Sang Yi | C/O Zimmer, Inc. P. O. Box 708 Warsaw IN 46580 | President, Asia Pacific | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-09 | 6,097 | $73.15 | 10,885 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-06-09 | 3,550 | $74.90 | 14,435 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-06-09 | 3,310 | $94.34 | 17,745 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-09 | 6,097 | $124.86 | 11,648 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-06-09 | 3,550 | $124.86 | 8,098 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-06-09 | 3,310 | $124.86 | 4,788 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-06-09 | 474 | $124.93 | 4,314 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-06-12 | 4,300 | $123.62 | 14 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-06-09 | 6,097 | $0.00 | 6,097 | $73.15 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-06-09 | 3,550 | $0.00 | 3,550 | $74.90 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-06-09 | 3,310 | $0.00 | 3,310 | $94.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-03-18 | No | 4 | M | Direct | |
| 0 | 2023-04-01 | No | 4 | M | Direct | |
| 1,655 | 2024-03-17 | No | 4 | M | Direct |
Footnotes
- Includes 1 share acquired under the Zimmer Biomet Holdings, Inc. (the "Company") Employee Stock Purchase Plan on May 1, 2017 and 6 shares purchased on April 28, 2017 under the dividend reinvestment plan for the Company's common stock.
- Represents the sale of 6,097 shares in multiple transactions ranging in price from $124.40 to $125.33 per share, resulting in a weighted average sale price of $124.8599. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Represents the sale of 3,550 shares in multiple transactions ranging in price from $124.40 to $125.33 per share, resulting in a weighted average sale price of $124.8614. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Represents the sale of 3,310 shares in multiple transactions ranging in price from $124.42 to $125.30 per share, resulting in a weighted average sale price of $124.864. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Represents the sale of 4,300 shares in multiple transactions ranging in price from $123.415 to $123.72 per share, resulting in a weighted average sale price of $123.6157. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- 3,049 options vested on March 18, 2016; and 3,048 options vested on March 18, 2017.
- 1,775 options vested on each of April 1, 2016 and 2017.
- 1,655 options vested on each of March 17, 2016 and 2017; and the remaining 1,655 of the options are scheduled to vest on March 17, 2018.
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