Filing Details
- Accession Number:
- 0001179110-17-008981
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-13 16:32:51
- Reporting Period:
- 2017-06-09
- Filing Date:
- 2017-06-13
- Accepted Time:
- 2017-06-13 16:32:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
947484 | Arch Capital Group Ltd. | ACGL | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1359049 | Donald Mark Lyons | C/O Arch Capital Group Ltd. 100 Pitts Bay Road, Ground Floor Pembroke D0 HM 08 | Evp,Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, $.0033 Par Value Per Share | Acquisiton | 2017-06-09 | 10,000 | $56.12 | 205,316 | No | 4 | M | Direct | |
Common Shares, $.0033 Par Value Per Share | Acquisiton | 2017-06-09 | 5,000 | $57.27 | 210,316 | No | 4 | M | Direct | |
Common Shares, $.0033 Par Value Per Share | Disposition | 2017-06-09 | 9,134 | $92.80 | 201,182 | No | 4 | F | Direct | |
Common Shares, $.0033 Par Value Per Share | Disposition | 2017-06-12 | 8,266 | $93.53 | 192,916 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Disposition | 2017-06-09 | 10,000 | $0.00 | 10,000 | $56.12 |
Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Disposition | 2017-06-09 | 5,000 | $0.00 | 5,000 | $57.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
22,272 | 2014-02-28 | 2024-02-29 | No | 4 | M | Direct |
6,000 | 2024-05-13 | No | 4 | M | Direct |
Footnotes
- 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements.
- Represents a weighted average sales price; the sales prices range from $93.502 to $93.575. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer.
- In connection with the exercise of the two share appreciation rights awards as described in Table II, 9,134 common shares were disposed in satisfaction of the exercise prices (see Table II). The reporting person received a net issuance of 5,866 common shares.
- All of the proceeds will be used to satisfy state and federal tax obligations.
- The share appreciation right became exercisable in three equal annual installments commencing May 13, 2015, subject to the applicable award agreement.