Filing Details
- Accession Number:
- 0001140361-17-024801
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-13 13:09:02
- Reporting Period:
- 2017-06-09
- Filing Date:
- 2017-06-13
- Accepted Time:
- 2017-06-13 13:09:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73020 | Northwest Natural Gas Co | NWN | Natural Gas Distribution (4924) | 930256722 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1629792 | M Shawn Filippi | 220 Nw Second Ave Portland OR 97209 | Vp, Cco & Corporate Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-06-09 | 600 | $41.15 | 1,330 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-06-09 | 600 | $62.27 | 730 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-06-09 | 600 | $44.25 | 1,330 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-06-09 | 600 | $62.27 | 730 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option to Buy | Disposition | 2017-06-09 | 600 | $0.00 | 600 | $41.15 |
Common Stock | Employee Stock Option to Buy | Disposition | 2017-06-09 | 600 | $0.00 | 600 | $44.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-03-04 | No | 4 | M | Direct | |
0 | 2020-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 810 | Indirect | See Footnote |
Common Stock | 181 | Indirect | See Footnote |
Footnotes
- This transaction was executed in multiple trades for an aggregate of 1,200 shares on reported date with prices ranging from $62.25 - $62.30, resulting in an average price of $62.2709. Northwest Natural Gas Company ("Issuer") will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
- Shares held in reporting person's account in Issuer's Retirement K Savings Plan as of May 31, 2017.
- Shares have been credited to reporting person's account under the Issuer's Deferred Compensation Plan for Directors and Executives.
- The option vested in four equal installments on each of February 25, 2010, and January 1, 2011, 2012 and 2013.
- The option vested in four equal installments on each of February 24, 2011, and January 1, 2012, 2013 and 2014.
- Option was granted as part of compensation for services. The option was exercised as a cashless exercise.