Filing Details

Accession Number:
0001140361-17-024801
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-13 13:09:02
Reporting Period:
2017-06-09
Filing Date:
2017-06-13
Accepted Time:
2017-06-13 13:09:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73020 Northwest Natural Gas Co NWN Natural Gas Distribution (4924) 930256722
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1629792 M Shawn Filippi 220 Nw Second Ave
Portland OR 97209
Vp, Cco & Corporate Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-09 600 $41.15 1,330 No 4 M Direct
Common Stock Disposition 2017-06-09 600 $62.27 730 No 4 S Direct
Common Stock Acquisiton 2017-06-09 600 $44.25 1,330 No 4 M Direct
Common Stock Disposition 2017-06-09 600 $62.27 730 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option to Buy Disposition 2017-06-09 600 $0.00 600 $41.15
Common Stock Employee Stock Option to Buy Disposition 2017-06-09 600 $0.00 600 $44.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-03-04 No 4 M Direct
0 2020-03-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 810 Indirect See Footnote
Common Stock 181 Indirect See Footnote
Footnotes
  1. This transaction was executed in multiple trades for an aggregate of 1,200 shares on reported date with prices ranging from $62.25 - $62.30, resulting in an average price of $62.2709. Northwest Natural Gas Company ("Issuer") will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
  2. Shares held in reporting person's account in Issuer's Retirement K Savings Plan as of May 31, 2017.
  3. Shares have been credited to reporting person's account under the Issuer's Deferred Compensation Plan for Directors and Executives.
  4. The option vested in four equal installments on each of February 25, 2010, and January 1, 2011, 2012 and 2013.
  5. The option vested in four equal installments on each of February 24, 2011, and January 1, 2012, 2013 and 2014.
  6. Option was granted as part of compensation for services. The option was exercised as a cashless exercise.