Filing Details
- Accession Number:
- 0001144204-17-032285
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-13 12:14:31
- Reporting Period:
- 2017-06-09
- Filing Date:
- 2017-06-13
- Accepted Time:
- 2017-06-13 12:14:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1551901 | Stellus Capital Investment Corp | SCM | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1561485 | Dean D'angelo | C/O Stellus Capital Investment Corp 4400 Post Oak Parkway, Suite 2200 Houston TX 77027 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-06-09 | 1,500 | $13.56 | 94,822 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-06-13 | 5,000 | $13.29 | 99,822 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The amount of securities beneficially owned following the reported transaction also includes an additional 12,245 shares issued under the Stellus Capital Investment Corporation dividend reinvestment plan.
- The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation, par value $0.001 per share, on the transaction date. The price range for the purchases is $13.41 to $13.17 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.