Filing Details

Accession Number:
0001493152-17-006494
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-12 17:00:15
Reporting Period:
2017-06-09
Filing Date:
2017-06-12
Accepted Time:
2017-06-12 17:00:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
737207 Marina Biotech Inc. MRNA Pharmaceutical Preparations (2834) 112658569
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587074 Vuong Trieu C/O Marina Biotech, Inc.
17870 Castleton Street, Suite 250
City Of Industry CA 91748
Chairman Of The Board Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-09 10,000 $0.39 11,127,141 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 862,068 Indirect See Footnote
Common Stock 23,123,558 Indirect See Footnote
Common Stock 5,255,354 Indirect See Footnote
Common Stock 1,928,571 Direct
Footnotes
  1. Represents shares held by Lipomedics Inc., of which entity the reporting person serves as Chairman of the Board and Chief Operating Officer.
  2. Represents shares held by Autotelic LLC, of which entity the reporting person serves as Chief Executive Officer.
  3. Represents shares held by Autotelic Inc., of which entity the reporting person serves as Chairman of the Board.
  4. Represents shares issuable to the reporting person upon the conversion of a promissory note held by the reporting person (at an assumed conversion price of $0.28).