Filing Details
- Accession Number:
- 0001596783-17-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-12 16:36:04
- Reporting Period:
- 2017-06-08
- Filing Date:
- 2017-06-12
- Accepted Time:
- 2017-06-12 16:36:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1596783 | Catalent Inc. | CTLT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1269428 | M Matthew Walsh | C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-08 | 54,277 | $10.71 | 147,989 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-06-08 | 20,374 | $14.86 | 168,363 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-08 | 46,903 | $37.01 | 121,460 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-06-08 | 24,989 | $0.00 | 96,471 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-06-09 | 2,759 | $0.00 | 93,712 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2017-06-08 | 54,277 | $0.00 | 54,277 | $10.71 |
| Common Stock | Common Stock | Disposition | 2017-06-08 | 20,374 | $0.00 | 20,374 | $14.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-09-09 | 2019-10-23 | No | 4 | M | Direct |
| 0 | 2016-09-09 | 2021-10-11 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2017 in order to implement a plan of financial diversification.
- Includes restricted stock units.
- These shares were sold in multiple transactions at prices ranging from $36.77 to $37.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These shares were sold in multiple transactions at prices ranging from $37.28 to $37.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
