Filing Details
- Accession Number:
- 0001209191-17-039153
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-12 16:20:58
- Reporting Period:
- 2017-06-12
- Filing Date:
- 2017-06-12
- Accepted Time:
- 2017-06-12 16:20:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1351636 | Shotspotter Inc | SSTI | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008088 | M Gary Lauder | 40Th Floor, 767 Fifth Ave. New York NY 10153 | Yes | No | Yes | No | |
1173609 | 8/10/2000 Uad Trust Revocable M Gary Lauder | 40Th Floor, 767 Fifth Ave. New York NY 10153 | No | No | Yes | No | |
1260297 | Lauder Gary Fbo Trust Remainder Grat 1992 | 40Th Floor, 767 Fifth Ave. New York NY 10153 | No | No | Yes | No | |
1705993 | Lauder Partners Llc | 40Th Floor, 767 Fifth Ave. New York NY 10153 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-06-12 | 140,723 | $0.00 | 311,535 | No | 4 | C | Indirect | By Trust |
Common Stock | Acquisiton | 2017-06-12 | 808,700 | $0.00 | 1,120,235 | No | 4 | C | Indirect | By Trust |
Common Stock | Acquisiton | 2017-06-12 | 72,068 | $0.00 | 202,173 | No | 4 | C | Indirect | By Limited Liability Company |
Common Stock | Acquisiton | 2017-06-12 | 871,416 | $0.00 | 1,073,589 | No | 4 | C | Indirect | By Limited Liability Company |
Common Stock | Acquisiton | 2017-06-12 | 91,000 | $11.00 | 91,000 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Trust |
No | 4 | C | Indirect | By Trust |
No | 4 | C | Indirect | By Limited Liability Company |
No | 4 | C | Indirect | By Limited Liability Company |
No | 4 | P | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-2 Preferred Stock | Disposition | 2017-06-12 | 196,666 | $0.00 | 140,723 | $0.00 |
Common Stock | Series B-1 Preferred Stock | Disposition | 2017-06-12 | 808,700 | $0.00 | 808,700 | $0.00 |
Common Stock | Series A-2 Preferred Stock | Disposition | 2017-06-12 | 100,718 | $0.00 | 72,068 | $0.00 |
Common Stock | Series B-1 Preferred Stock | Disposition | 2017-06-12 | 871,416 | $0.00 | 871,416 | $0.00 |
Common Stock | Warrant (Right to Buy) | Acquisiton | 2017-06-12 | 162,158 | $5.87 | 162,158 | $0.00 |
Common Stock | Warrant (Right to Buy) | Acquisiton | 2017-06-12 | 106,136 | $0.17 | 106,136 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
162,158 | 2019-07-12 | No | 4 | C | Indirect | |
106,136 | 2021-02-13 | No | 4 | C | Indirect |
Footnotes
- Shares held directly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.
- Shares held directly by Lauder Partners LLC, of which Gary M. Lauder is the Managing Member.
- Shares held directly by the 1992 GRAT Remainder Trust FBO Gary Lauder, of which Gary M. Lauder is a Trustee.
- Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
- Inapplicable.
- Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
- Right has converted from right to buy Series B-1 Preferred Stock to a right to buy Common Stock.
- Immediate.