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Home > Insider Trading > Filing (0001437749-17-011136)

Filing Details

Accession Number:: 0001437749-17-011136
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-06-12 16:17:39
Reporting Period:: 2017-06-09

Filing Date:: 2017-06-12
Accepted Time:: 2017-06-12 16:17:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1272550	Root9B Holdings Inc.	RTNB	Services-Management Consulting Services (8742)	200443575

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1615486	Quad Capital Management Advisors Llc	77 Water Street, 15Th Floor New York NY 10005		No	No	Yes	No
1707007	Guerino Ciampi	77 Water Street, 15Th Floor New York NY 10005		No	No	Yes	No
1707008	John Guarino	77 Water Street, 15Th Floor New York NY 10005		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Root9B Holdings Inc.	Acquisiton	2017-06-09	302	$6.89	694,339	No	4	P	Indirect	By Corporation
Root9B Holdings Inc.	Acquisiton	2017-06-12	2,500	$6.80	696,839	No	4	P	Indirect	By corporation

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Corporation
No	4	P	Indirect	By corporation

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.85 to $6.90. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.