Filing Details
- Accession Number:
- 0000899243-17-016004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-09 20:23:24
- Reporting Period:
- 2017-06-07
- Filing Date:
- 2017-06-09
- Accepted Time:
- 2017-06-09 20:23:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1644406 | Hostess Brands Inc. | TWNK | Bakery Products (2050) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1689842 | Cdm Hostess Class C, Llc | 200 Greenwich Avenue Greenwich CT 06830 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-06-07 | 214,000 | $0.00 | 214,000 | No | 4 | J | Direct | |
| Class A Common Stock | Disposition | 2017-06-07 | 214,000 | $16.70 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-06-08 | 162,211 | $0.00 | 162,211 | No | 4 | J | Direct | |
| Class A Common Stock | Disposition | 2017-06-08 | 162,211 | $16.70 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2017-06-07 | 214,000 | $0.00 | 214,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2017-06-08 | 162,211 | $0.00 | 162,211 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,512,120 | No | 4 | J | Direct | ||
| 1,349,909 | No | 4 | J | Direct |
Footnotes
- Pursuant to the Exchange Agreement, dated November 4, 2016, by and between the Issuer, the reporting person and the other parties thereto (the "Exchange Agreement"), each share of Class B Common Stock may be exchanged for one share of Class A Common Stock of the Issuer, if exchanged together with one Class B Unit of Hostess Holdings, L.P. The exchange rights under the Exchange Agreement do not expire.
- Reflects the weighted average price of sales on June 7, 2017. The shares were sold in multiple transactions at prices ranging from $16.70 to $16.73, inclusive. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Reflects the weighted average price of sales on June 8, 2017. The shares were sold in multiple transactions at prices ranging from $16.70 to $16.74, inclusive. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Billionaire Hedge Funds
