Filing Details
- Accession Number:
- 0001209191-17-038930
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-09 17:14:20
- Reporting Period:
- 2017-06-07
- Filing Date:
- 2017-06-09
- Accepted Time:
- 2017-06-09 17:14:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1480560 | Leon Trefler | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Svp, Global Customer Success | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-06-07 | 502 | $0.00 | 11,218 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-06-07 | 237 | $60.60 | 10,981 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2017-06-09 | 14,938 | $0.00 | 25,919 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-06-09 | 8,998 | $64.35 | 16,921 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-06-09 | 5,940 | $64.34 | 10,981 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-06-09 | 3,120 | $64.22 | 7,861 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-06-09 | 603 | $0.00 | 8,464 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-06-09 | 284 | $63.65 | 8,180 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2017-06-07 | 502 | $0.00 | 10,054 | $0.00 |
Common Stock | Stock Options | Disposition | 2017-06-09 | 14,938 | $0.00 | 14,938 | $16.02 |
Common Stock | Restricted Stock Units | Disposition | 2017-06-09 | 603 | $0.00 | 12,049 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,520 | 2015-03-07 | No | 4 | M | Direct | |
0 | 2012-03-17 | 2021-03-17 | No | 4 | M | Direct |
9,037 | 2017-03-09 | No | 4 | M | Direct |
Footnotes
- Represents 5% vesting on June 7, 2017. The original grant was 10054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
- Represents the exercise price of the Stock Options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of withholding by the Company of shares of equal value.
- Represents the weighted average of the sale prices on June 9, 2017, ranging from $64.30 to $64.35.
- Represents the weighted average of the sale prices on June 9, 2017, ranging from $64.20 to $64.25.
- Represents 5% vesting on June 9, 2017. The original grant was 12049 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
- Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.
- Once vested, the shares of common stock are not subject to expiration.
- Options vested 20% on March 17, 2012, with the remaining 80% vesting in equal quarterly installments over the next four years.
- The grant of restricted stock units was previously reported as 7469, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014.