Filing Details
- Accession Number:
- 0001127602-17-021090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-09 17:12:15
- Reporting Period:
- 2017-06-08
- Filing Date:
- 2017-06-09
- Accepted Time:
- 2017-06-09 17:12:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 889936 | Privatebancorp Inc | PVTB | State Commercial Banks (6022) | 363681151 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1417338 | D. Larry Richman | C/O Privatebancorp, Inc. 120 S. Lasalle Street Chicago IL 60603 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-08 | 234,375 | $26.10 | 823,585 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-06-08 | 54,305 | $17.95 | 877,890 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-06-08 | 23,999 | $27.94 | 901,889 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-08 | 312,679 | $59.75 | 589,210 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-06-08 | 234,375 | $0.00 | 234,375 | $26.10 |
| Common Stock | Option To Purchase Common Stock | Disposition | 2017-06-08 | 54,305 | $0.00 | 54,305 | $17.95 |
| Common Stock | Option To Purchase Common Stock | Disposition | 2017-06-08 | 23,999 | $0.00 | 23,999 | $27.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-11-01 | No | 4 | M | Direct | |
| 0 | 2016-03-01 | 2023-02-22 | No | 4 | M | Direct |
| 0 | 2017-03-01 | 2024-02-21 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average sales price ofmultiple transactions reported on this line. The shares were sold at prices that ranged from $59.73 to $59.80. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- Options were granted November 1, 2007. Fifty percent vested upon achievement of specific EPS growth targets. The remaining 50% vested 20% every year on the anniversary of the date of grant and became fully vested after five years.
Billionaire Hedge Funds
