Filing Details
- Accession Number:
- 0001179110-17-008821
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-09 16:34:49
- Reporting Period:
- 2017-06-02
- Filing Date:
- 2017-06-09
- Accepted Time:
- 2017-06-09 16:34:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366246 | Glu Mobile Inc | GLUU | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244892 | Ann Mather | C/O Glu Mobile Inc. 500 Howard Street, Suite 300 San Francisco CA 94105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-06-02 | 25,000 | $0.00 | 53,666 | No | 4 | A | Direct | |
Common Stock | Disposition | 2017-06-07 | 25,000 | $2.62 | 28,666 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2017-06-08 | 50,000 | $0.00 | 50,000 | $2.63 |
Common Stock | Restricted Stock Units | Acquisiton | 2017-06-08 | 25,000 | $0.00 | 25,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2027-06-08 | No | 4 | A | Direct | |
25,000 | No | 4 | A | Direct |
Footnotes
- Vesting of restricted stock units ("RSUs") granted to Ms. Mather on June 2, 2016.
- The option is immediately exercisable and vests in full on the first to occur of (1) June 8, 2018 or (2) the date of the Glu Mobile Inc. 2018 Annual Meeting of Stockholders
- Each restricted stock unit represents a contingent right to receive one share of Glu Mobile Inc. common stock.
- The RSU vests in full on the first to occur of (1) June 8, 2018 or (2) the date of the Glu Mobile Inc. 2018 Annual Meeting of Stockholders.