Filing Details
- Accession Number:
- 0001437749-17-011073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-09 14:13:21
- Reporting Period:
- 2017-06-08
- Filing Date:
- 2017-06-09
- Accepted Time:
- 2017-06-09 14:13:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
861842 | Cathay General Bancorp | CATY | State Commercial Banks (6022) | 954274680 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185633 | M Anthony Tang | 777 North Broadway Los Angeles CA 90012 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-06-08 | 50,000 | $38.01 | 300,000 | No | 4 | S | Indirect | YFO Investments, spouse is a beneficiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | YFO Investments, spouse is a beneficiary |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 301,400 | Direct | |
Common Stock | 281,022 | Indirect | By spouse |
Common Stock | 95,010 | Indirect | By ESOP |
Footnotes
- Includes 1,523.75 shares acquired through dividend reinvestment year-to-date
- Includes 507.17 shares acquired through dividend reinvestment year-to-date