Filing Details
- Accession Number:
- 0001029744-17-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-09 13:23:39
- Reporting Period:
- 2017-06-08
- Filing Date:
- 2017-06-09
- Accepted Time:
- 2017-06-09 13:23:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1029744 | Sonic Foundry Inc | SOFO | Radio & Tv Broadcasting & Communications Equipment (3663) | 391783372 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1537131 | D. Andrew Burish | 8020 Excelsior Drive Madison WI 53717 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
9% Cumulative Voting Convertible Preferred Stock, Series A | Acquisiton | 2017-06-08 | 220 | $910.00 | 220 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 460,000 | Direct | |
Common Stock | 15,000 | Indirect | Mr. Burish is trustee for Raquel Burish Trust and disclaims beneficial ownership in the shares. |
Footnotes
- Each share of 9% Cumulative Voting Convertible Preferred Stock, Series A, are convertible into that number of shares of common stock determined by dividing $4.23 into the liquidation amount of $1,000 per share