Filing Details
- Accession Number:
- 0001562180-17-002241
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-09 11:06:55
- Reporting Period:
- 2017-06-08
- Filing Date:
- 2017-06-09
- Accepted Time:
- 2017-06-09 11:06:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378946 | People's United Financial Inc. | PBCT | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447579 | E Robert Trautmann | Peoples United Bank, N.a. 850 Main Street Bridgeport CT 06604 | Sr Ex Vp, Gen Cnsl & Secretary | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-08 | 43,433 | $13.90 | 70,323 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-06-08 | 47,707 | $14.85 | 118,030 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-06-08 | 27,696 | $14.57 | 145,726 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-08 | 118,836 | $17.08 | 26,890 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Option to Buy | Disposition | 2017-06-08 | 43,433 | $0.00 | 43,433 | $17.08 |
| Common Stock | Employee Option to Buy | Disposition | 2017-06-08 | 47,707 | $0.00 | 47,707 | $17.08 |
| Common Stock | Employee Option to Buy | Disposition | 2017-06-08 | 27,696 | $0.00 | 27,696 | $17.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-02-20 | No | 4 | M | Direct | |
| 47,708 | 2025-02-19 | No | 4 | M | Direct | |
| 55,393 | 2026-02-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 53,706 | Indirect | Robert Edward Trautmann Revocable Trust |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $17.05 to $17.13. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Includes 3,788 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 42 shares acquired through dividend reinvestment) based on 3/30/2017 Plan statement.
- Exercisable in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%) and 3/1/17 (33 1/3%).
- Exercisable in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%) and 3/1/18 (33 1/3%).
- Exercisable in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%) and 3/1/19 (33 1/3%).
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