Filing Details

Accession Number:
0000073124-17-000215
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-08 18:59:28
Reporting Period:
2017-06-07
Filing Date:
2017-06-08
Accepted Time:
2017-06-08 18:59:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214324 L Steven Fradkin
50 South Lasalle Street
Chicago IL 60603
President/Wealth Management No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-06-07 14,700 $89.23 0 No 4 S Indirect GRAT
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect GRAT
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 45,907 Direct
Common Stock 110,601 Indirect By Trust
Common Stock 1,762 Indirect Spouse as trustee for Daughter
Common Stock 1,762 Indirect Spouse as trustee for Son
Common Stock 9,787 Indirect 401(k) as of 3-31-17
Footnotes
  1. Price reflects the weighted average sales price from $89.20 to $89.285. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
  2. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.