Filing Details
- Accession Number:
- 0001609351-17-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-08 18:27:14
- Reporting Period:
- 2017-06-07
- Filing Date:
- 2017-06-08
- Accepted Time:
- 2017-06-08 18:27:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1609351 | Spark Therapeutics Inc. | ONCE | Biological Products, (No Disgnostic Substances) (2836) | 462654405 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1673526 | Joseph Barge La | 3737 Market Street Suite 1300 Philadelphia PA 19104 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-07 | 4,242 | $3.45 | 9,567 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-06-07 | 758 | $3.45 | 10,325 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-07 | 5,000 | $55.00 | 5,325 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-06-07 | 4,242 | $0.00 | 4,242 | $3.45 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-06-07 | 758 | $0.00 | 758 | $3.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,641 | 2024-06-09 | No | 4 | M | Direct | |
| 17,671 | 2024-07-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 200 | Indirect | Held by Reporting Person's immediate family members |
Footnotes
- The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017.
- 25% vests November 11, 2014 and the remainder vests in equal quarterly installments over the following three years following November 11, 2014.
- 25% vests May 24, 2015 and the remainder vests in equal quarterly installments over the following three years following May 24, 2015.
Billionaire Hedge Funds
