Filing Details
- Accession Number:
- 0001387131-17-003173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-08 17:25:01
- Reporting Period:
- 2017-06-07
- Filing Date:
- 2017-06-08
- Accepted Time:
- 2017-06-08 17:25:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1444706 | Crossroads Capital Inc. | XRDC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1341021 | Andrew Dakos | 250 Pehle Ave. Ste 708 Saddle Brook NJ 07663 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-06-07 | 28,479 | $2.17 | 797,848 | No | 4 | S | Indirect | By Clients |
| Common Stock | Acquisiton | 2017-06-07 | 28,479 | $2.17 | 826,327 | No | 4 | P | Indirect | By Clients |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Clients |
| No | 4 | P | Indirect | By Clients |
Footnotes
- Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of the shares. Mr. Dakos is an owner of Bulldog Investors, LLC and disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Mr. Dakos also is a principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients.
Billionaire Hedge Funds
