Filing Details
- Accession Number:
- 0001387131-17-003172
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-08 17:23:26
- Reporting Period:
- 2017-06-07
- Filing Date:
- 2017-06-08
- Accepted Time:
- 2017-06-08 17:23:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1444706 | Crossroads Capital Inc. | XRDC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1067621 | Phillip Goldstein | 250 Pehle Ave., Suite 708 Saddlebrook NJ 07663 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-06-07 | 28,479 | $2.17 | 797,848 | No | 4 | S | Indirect | By Clients |
| Common Stock | Acquisiton | 2017-06-07 | 28,479 | $2.17 | 826,327 | No | 4 | P | Indirect | By Clients |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Clients |
| No | 4 | P | Indirect | By Clients |
Footnotes
- Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of the shares. Mr. Goldstein is an owner of Bulldog Investors, LLC and disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Mr. Goldstein also is a principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients.
Billionaire Hedge Funds
