Filing Details
- Accession Number:
- 0001140361-17-024497
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-08 17:22:03
- Reporting Period:
- 2017-06-08
- Filing Date:
- 2017-06-08
- Accepted Time:
- 2017-06-08 17:22:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
28917 | Dillard's Inc. | DDS | Retail-Department Stores (5311) | 710388071 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1079114 | Greenlight Capital Inc | 140 East 45Th Street 24Th Floor New York NY 10017 | No | No | Yes | No | |
1240451 | David Einhorn | 140 East 45Th Street Floor 24 New York NY 10017 | No | No | Yes | No | |
1300763 | Dme Advisors, Lp | 140 East 45Th Street 24Th Floor New York NY 10017 | No | No | Yes | No | |
1358081 | Dme Advisors Gp, L.l.c. | 140 East 45Th Street 24Th Floor New York NY 10017 | No | No | Yes | No | |
1449674 | Greenlight Masters, Llc | 140 East 45Th Street 24Th Floor New York NY 10017 | No | No | Yes | No | |
1489933 | Dme Capital Management, Lp | 140 East 45Th Street 24Th Floor New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2017-06-08 | 1,300 | $51.50 | 75,900 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2017-06-08 | 7,800 | $51.50 | 431,300 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2017-06-08 | 13,525 | $51.50 | 863,917 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2017-06-08 | 4,700 | $51.50 | 335,700 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2017-06-08 | 4,500 | $51.50 | 342,000 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2017-06-08 | 1,300 | $51.50 | 91,230 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2017-06-08 | 2,000 | $51.50 | 375,300 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- David Einhorn is the president of Greenlight Capital, Inc. ("Greenlight Inc."), the senior manager of DME Advisors GP, LLC ("DME GP"), and the senior manager of Greenlight Masters, LLC ("Masters LLC"). DME GP is the general partner of DME Advisors, LP ("DME") and DME Capital Management, LP ("DME CM"). Mr. Einhorn may be deemed to beneficially own the securities reported herein by virtue of his positions with respect to Greenlight Inc., DME GP, and Masters LLC.
- The foregoing entities control the disposition and voting of shares of Class A Common Stock ("Shares") of Dillard's, Inc. (the "Issuer"), owned by the following entities: Greenlight Capital, L.P. ("GCLP"), Greenlight Capital Qualified, L.P. ("GCQP"), Greenlight Capital Offshore Partners ("GCOP"), Greenlight Capital (Gold), LP ("GGLP"), Greenlight Capital Offshore Master (Gold), Ltd. ("GGOM"), Greenlight Masters Partners ("GMP") and an account managed by DME (the "Managed Account," and, together with GCLP, GCQP, GCOP, GGLP, GGOM, Greenlight Inc., DME GP, DME, DME CM, Masters LLC and Mr. Einhorn, the "Greenlight Parties"), in the respective capacities and quantities further described in the footnotes below.
- Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), the Greenlight Parties disclaim beneficial ownership of the Shares except to the extent of their respective pecuniary interests therein. The filing of this Form 3 shall not be construed as an admission that any of the Greenlight Parties is or was for the purposes of Section 16(a) of the Act, or otherwise, the beneficial owner of any of the Shares owned by GCLP, GCQP, GCOP, GGLP, GGOM, GMP or the Managed Account.
- Greenlight Inc. controls the voting and disposition of 75,900 Shares held for the account of GCLP, of which Greenlight Inc. acts as investment manager.
- Greenlight Inc. controls the voting and disposition of 431,300 Shares held for the account of GCQP, of which Greenlight Inc. acts as investment manager.
- Greenlight Inc. controls the voting and disposition of 863,917 Shares held for the account of GCOP, of which Greenlight Inc. acts as investment manager.
- DME CM controls the voting and disposition of 335,700 Shares held for the account of GGLP, of which DME CM acts as investment manager.
- DME CM controls the voting and disposition of 342,000 Shares held for the account of GGOM, of which DME CM acts as investment manager.
- Masters LLC controls the voting and disposition of 91,230 Shares held for the account of GMP, of which Masters LLC acts as general manager.
- DME controls the voting and disposition of 375,300 Shares held for the account of the Managed Account, for which DME serves as the investment manager.