Filing Details
- Accession Number:
- 0001218326-17-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-08 16:42:22
- Reporting Period:
- 2017-06-06
- Filing Date:
- 2017-06-08
- Accepted Time:
- 2017-06-08 16:42:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002517 | Nuance Communications Inc. | NUAN | Services-Prepackaged Software (7372) | 943156479 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218326 | Paul Ricci | One Wayside Road Burlington MA 01803 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-06 | 1,000,000 | $16.44 | 2,090,036 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-06 | 860,732 | $19.10 | 1,229,304 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-06-06 | 9,000 | $19.19 | 1,220,304 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2017-06-06 | 139,267 | $19.10 | 1,081,037 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | G | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-06-06 | 1,000,000 | $0.00 | 1,000,000 | $16.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-09-30 | 2017-11-15 | No | 4 | M | Direct |
Footnotes
- These shares were withheld by the Company to cover the strike price due upon the exercise of stock options that were scheduled to expire on November 15, 2017.
- Mr. Ricci gifted the shares to a family foundation. He no longer has a pecuniary interest in the shares.
Billionaire Hedge Funds
