Filing Details
- Accession Number:
- 0001209191-17-038555
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-08 16:33:16
- Reporting Period:
- 2017-03-21
- Filing Date:
- 2017-06-08
- Accepted Time:
- 2017-06-08 16:33:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1590560 | Uniqure N.v. | QURE | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1693830 | Harald Petry | C/O Uniqure N.v. Meibergdreff 61 Amsterdam P7 P7 1005 BA | Chief Scientific Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2017-03-21 | 25,422 | $3.30 | 25,422 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2017-03-21 | 25,422 | $6.03 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Stock Option (right to buy) | Disposition | 2017-03-21 | 25,422 | $0.00 | 25,422 | $3.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
115,230 | 2022-05-04 | No | 4 | M | Direct |
Footnotes
- The Stock Option was exercised at a price of 3.07 Euros per share. The conversion from Euro to U.S. dollars ($) applied the exchange rate of 1.0737 Euros to U.S. dollars as of the exercise date (the "Exchange Rate").
- The sales reported in this Form 4 were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.
- The shares were sold at a price of 5.6159 Euros per share. The conversion from Euro to U.S. dollars applied the Exchange Rate.
- The Stock Option vested in full on February 6, 2014.