Filing Details
- Accession Number:
- 0001437749-17-010959
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-08 16:15:54
- Reporting Period:
- 2017-06-07
- Filing Date:
- 2017-06-08
- Accepted Time:
- 2017-06-08 16:15:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1272550 | Root9B Holdings Inc. | RTNB | Services-Management Consulting Services (8742) | 200443575 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1615486 | Quad Capital Management Advisors Llc | 77 Water Street, 15Th Floor New York NY 10005 | No | No | Yes | No | |
| 1707007 | Guerino Ciampi | 77 Water Street, 15Th Floor New York NY 10005 | No | No | Yes | No | |
| 1707008 | John Guarino | 77 Water Street, 15Th Floor New York NY 10005 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Root9B Holdings Inc. | Acquisiton | 2017-06-07 | 6,000 | $7.06 | 577,671 | No | 4 | P | Indirect | By corporation |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By corporation |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
Billionaire Hedge Funds
