Filing Details

Accession Number:
0001209191-17-038439
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-07 19:56:06
Reporting Period:
2017-03-30
Filing Date:
2017-06-07
Accepted Time:
2017-06-07 19:56:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1327811 Workday Inc. WDAY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203980 George A Battle C/O Workday, Inc.
6230 Stoneridge Mall Road
Pleasanton CA 94588
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2017-03-30 23,500 $0.00 46,000 No 4 G Indirect By Battle Family Foundation
Class A Common Stock Acquisiton 2017-06-05 15,000 $0.00 44,695 No 4 C Direct
Class A Common Stock Disposition 2017-06-05 29,071 $102.85 15,624 No 4 S Direct
Class A Common Stock Disposition 2017-06-05 929 $103.54 14,695 No 4 S Direct
Class A Common Stock Disposition 2017-06-05 14,800 $102.86 200 No 4 S Indirect By A. George Battle 2011 Separate Property Trust
Class A Common Stock Disposition 2017-06-05 200 $103.70 0 No 4 S Indirect By A. George Battle 2011 Separate Property Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Indirect By Battle Family Foundation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By A. George Battle 2011 Separate Property Trust
No 4 S Indirect By A. George Battle 2011 Separate Property Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2017-06-05 15,000 $0.00 15,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
317,857 No 4 C Direct
Footnotes
  1. The Reporting Person is the trustee of the Battle Family Foundation.
  2. On June 1, 2015, the sale of 3,176 direct shares by the Reporting Person was erroneously reported as a sale by the A. George Battle 2011 Separate Property Trust.
  3. This sale was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.4600 to $103.4599, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.4600 to $104.4599, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  6. This sale was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the A. George Battle 2011 Separate Property Trust.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.4700 to $103.4699, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  8. The Reporting Person is the trustee of the A. George Battle 2011 Separate Property Trust.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.5500 to $104.5499, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  10. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
  11. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.