Filing Details

Accession Number:
0001615774-17-003039
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-07 18:43:06
Reporting Period:
2017-05-31
Filing Date:
2017-06-07
Accepted Time:
2017-06-07 18:43:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
12239 Spherix Inc SPEX Patent Owners & Lessors (6794) 520849320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1538372 Anthony Hayes One Rockefeller Plaza, 11Th Floor
New York NY 10020
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.0001 Par Value Per Share Acquisiton 2017-06-07 1,000 $1.00 4,214 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2017-05-31 3,947 $0.00 3,947 $1.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
65,787 2027-05-30 No 4 A Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in the open market in multiple transactions at prices ranging from $0.997 to $1.00, inclusive. The reporting person undertakes to provide to the Spherix Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. 50% of the options vest on May 31, 2017 and the remaining 50% shall vest on May 31, 2018.