Filing Details
- Accession Number:
- 0000824142-17-000116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-07 10:40:43
- Reporting Period:
- 2017-06-06
- Filing Date:
- 2017-06-07
- Accepted Time:
- 2017-06-07 10:40:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824142 | Aaon Inc | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1556286 | M Scott Asbjornson | 708 W. 79Th Street S. Tulsa OK 74132 | Vice President, Finance & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.004 | Disposition | 2017-06-06 | 2,057 | $36.73 | 860,165 | No | 4 | S | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2017-06-06 | 4,500 | $8.65 | 864,665 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2017-06-06 | 4,500 | $36.75 | 860,165 | No | 4 | S | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2017-06-06 | 1,922 | $21.93 | 862,087 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2017-06-06 | 1,336 | $22.15 | 863,423 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2017-06-06 | 3,258 | $36.64 | 860,165 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-06-06 | 4,500 | $8.65 | 4,500 | $8.65 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-06-06 | 1,922 | $21.93 | 1,922 | $21.93 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-06-06 | 1,336 | $22.15 | 1,336 | $22.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-15 | 2022-05-15 | No | 4 | M | Direct |
| 2,883 | 2016-01-02 | 2025-01-02 | No | 4 | M | Direct |
| 5,344 | 2017-01-04 | 2026-01-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.004 | 178 | Indirect | 401(k) Plan |
| Common Stock, Par Value $.004 | 540,000 | Indirect | Custodian for the benefit of his children |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $34.10 | 2018-01-04 | 2027-01-04 | 32,550 | 32,550 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-01-04 | 32,550 | 32,550 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $36.705 to $36.7534. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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