Filing Details

Accession Number:
0001209191-17-038240
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-07 07:57:12
Reporting Period:
2017-06-05
Filing Date:
2017-06-07
Accepted Time:
2017-06-07 07:57:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
836147 Middlefield Banc Corp MBCN State Commercial Banks (6022) 341585111
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1223991 L Donald Stacy 15985 East High Street
P. O. Box 35
Middlefield OH 44062
Treasurer/Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-05 750 $37.00 2,003 No 4 M Direct
Common Stock Disposition 2017-06-05 750 $54.00 1,253 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000 Indirect in IRA
Common Stock 19 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock (right to buy) $17.55 2012-05-09 2021-05-09 2,500 2,500 Direct
Common Stock Conditional Stock Award $33.61 2018-06-22 495 495 Direct
Common Stock Conditional Stock Award $32.40 2019-03-01 532 532 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-05-09 2,500 2,500 Direct
2018-06-22 495 495 Direct
2019-03-01 532 532 Direct
Footnotes
  1. Includes shares acquired under the MBCN Dividend Reinvestment Plan.
  2. Held jointly with son.
  3. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated June 24, 2015.
  4. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 4, 2016.