Filing Details
- Accession Number:
- 0001127602-17-020727
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-06 19:50:27
- Reporting Period:
- 2017-06-02
- Filing Date:
- 2017-06-06
- Accepted Time:
- 2017-06-06 19:50:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1139812 | Mb Financial Inc | MBFI | National Commercial Banks (6021) | 364460265 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244438 | E Jill York | C/O Mb Financial, Inc. 6111 North River Road Rosemont IL 60018 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-06-02 | 5,000 | $42.30 | 71,525 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-06-02 | 372 | $0.00 | 71,153 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 572 | Indirect | By Deferred Comp Plan |
| Common Stock | 20 | Indirect | By Ira |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $29.00 | 2012-06-25 | 2018-06-25 | 26,344 | 26,344 | Direct |
| Common Stock | Stock Option (Right to Buy) | $24.65 | 2012-06-25 | 2018-06-25 | 4,056 | 4,056 | Direct |
| Common Stock | Stock Option (Right to Buy) | $20.40 | 2013-08-29 | 2022-08-29 | 7,229 | 7,229 | Direct |
| Common Stock | Stock Option (Right to Buy) | $27.09 | 2014-08-28 | 2023-08-28 | 6,624 | 6,624 | Direct |
| Common Stock | Stock Option (Right to Buy) | $29.80 | 2015-02-26 | 2024-02-26 | 6,259 | 6,259 | Direct |
| Common Stock | Stock Option (Right to Buy) | $31.26 | 2016-02-25 | 2025-02-25 | 4,512 | 4,512 | Direct |
| Common Stock | Performance Share Units | $0.00 | 5,861 | 5,861 | Direct | ||
| Common Stock | Stock Option (Right to Buy) | $30.33 | 2017-02-24 | 2026-02-24 | 6,062 | 6,062 | Direct |
| Common Stock | Performance Share Units | $0.00 | 6,905 | 6,905 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 560 | 560 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 4,143 | 4,143 | Direct | ||
| Common Stock | Stock Option (Right to Buy) | $45.67 | 4,075 | 4,075 | Direct | ||
| Common Stock | Performance Share Units | $0.00 | 4,257 | 4,257 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 3,405 | 3,405 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 1,051 | 1,051 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-06-25 | 26,344 | 26,344 | Direct |
| 2018-06-25 | 4,056 | 4,056 | Direct |
| 2022-08-29 | 7,229 | 7,229 | Direct |
| 2023-08-28 | 6,624 | 6,624 | Direct |
| 2024-02-26 | 6,259 | 6,259 | Direct |
| 2025-02-25 | 4,512 | 4,512 | Direct |
| 5,861 | 5,861 | Direct | |
| 2026-02-24 | 6,062 | 6,062 | Direct |
| 6,905 | 6,905 | Direct | |
| 560 | 560 | Direct | |
| 4,143 | 4,143 | Direct | |
| 4,075 | 4,075 | Direct | |
| 4,257 | 4,257 | Direct | |
| 3,405 | 3,405 | Direct | |
| 1,051 | 1,051 | Direct |
Footnotes
- Grant to reporting person of option to purchase shares of common stock under Issuer's 1997 Omnibus Incentive Plan. The option is 100% vested.
- Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
- Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
- Performance based vesting
- Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
- Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018.
- Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).
- Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018).
- Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 22, 2018).
- Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 22, 2018 and one-half of the restricted stock units are scheduled to vest on February 22, 2019.
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