Filing Details
- Accession Number:
- 0001039399-17-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-06 17:32:59
- Reporting Period:
- 2017-05-26
- Filing Date:
- 2017-06-06
- Accepted Time:
- 2017-06-06 17:32:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039399 | Formfactor Inc | FORM | Semiconductors & Related Devices (3674) | 133711155 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1339595 | Thomas Dennis St | 7005 Southfront Road Livermore CA 94551 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-06-02 | 156,600 | $14.63 | 40,666 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-06-05 | 128,733 | $10.37 | 169,399 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-05 | 128,733 | $14.58 | 40,666 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2017-05-26 | 9,000 | $0.00 | 9,000 | $0.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-06-05 | 128,733 | $10.37 | 128,733 | $10.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,000 | No | 4 | A | Direct | ||
| 21,267 | 2018-04-29 | No | 4 | M | Direct |
Footnotes
- Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $14.50 through $14.775. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $14.50 through $14.65. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 26, 2017 and ending on May 26, 2018. Settlements of vested units into common stock will occur on the earlier of May 26, 2018 and the date the reporting person ceases to provide service to the Issuer, or thereafter, on the first market trading day in an open trading window under Issuer's insider trading policy if the applicable date is not a market trading day in an open trading window.
- If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.
- The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on April 29, 2012 and the remainder vesting in equal annual installments over the following three years.
Billionaire Hedge Funds
