Filing Details
- Accession Number:
- 0001144204-17-031115
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-05 20:33:06
- Reporting Period:
- 2017-05-17
- Filing Date:
- 2017-06-05
- Accepted Time:
- 2017-06-05 20:33:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015155 | Charles & Colvard Ltd | CTHR | Jewelry, Silverware & Plated Ware (3910) | 561928817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182567 | I Neal Goldman | 170 Southport Drive Morrisville NC 27560 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-02 | 17,616 | $0.94 | 235,023 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-06-05 | 32,384 | $0.98 | 267,407 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2017-05-17 | 61,111 | $0.00 | 61,111 | $0.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 61,111 | 2018-05-16 | 2027-05-17 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 120,000 | Indirect | By Neal Goldman IRA |
| Common Stock | 250,000 | Indirect | By Goldman Partners, LP |
Footnotes
- Mr. Goldman is a partner with Goldman Partners, LP. Mr. Goldman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Option vests and becomes exercisable on the date of the 2018 Annual Shareholders' Meeting.
Billionaire Hedge Funds
