Filing Details
- Accession Number:
- 0001562180-17-002196
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-05 19:09:59
- Reporting Period:
- 2017-06-01
- Filing Date:
- 2017-06-05
- Accepted Time:
- 2017-06-05 19:09:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1557883 | Dermira Inc. | DERM | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1208907 | G Thomas Wiggans | C/O Dermira, Inc., 275 Middlefield Road, Suite 150 Menlo Park CA 94025 | Ceo & Chairman Of The Board | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-01 | 3,879 | $0.99 | 11,569 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-01 | 3,879 | $27.50 | 7,690 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-06-02 | 1,121 | $0.99 | 8,811 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-02 | 1,121 | $27.61 | 7,690 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-12 | 2,000 | $0.00 | 132,180 | No | 5 | G | Indirect | By the Wiggans Living Trust dated 5/14/02 |
| Common Stock | Disposition | 2017-05-12 | 1,000 | $0.00 | 131,180 | No | 5 | G | Indirect | By the Wiggans Living Trust dated 5/14/02 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Indirect | By the Wiggans Living Trust dated 5/14/02 |
| No | 5 | G | Indirect | By the Wiggans Living Trust dated 5/14/02 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to buy) | Disposition | 2017-06-01 | 3,879 | $0.00 | 3,897 | $0.99 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2017-06-02 | 1,121 | $0.00 | 1,121 | $0.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 205,763 | 2021-10-03 | No | 4 | M | Direct | |
| 204,642 | 2021-10-03 | No | 4 | M | Direct |
Footnotes
- These trades were made pursuant to a Rule 10b5-1 trading plan.
- This share amount includes ESPP shares.
- This transaction was executed in multiple trades at prices ranging from $27.50 to $27.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $27.50 to $27.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Represents shares of common stock donated as a gift to The Kansas University Endowment Association.
- The Reporting Person is a Co-Trustee.
- Represents shares of common stock donated as a gift to Schwab Charitable (Donor Advised Fund)
- This option fully vested on 10/04/2015.
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