Filing Details
- Accession Number:
- 0001071739-17-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-05 18:38:30
- Reporting Period:
- 2017-04-06
- Filing Date:
- 2017-06-05
- Accepted Time:
- 2017-06-05 18:38:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071739 | Centene Corp | CNC | Hospital & Medical Service Plans (6324) | 041406317 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186257 | F Michael Neidorff | 7700 Forysth Boulevard St. Louis MO 63105 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-04-06 | 7,500 | $0.00 | 3,856,583 | No | 5 | G | Direct | |
Common Stock | Disposition | 2017-04-11 | 7,500 | $0.00 | 3,849,083 | No | 5 | G | Direct | |
Common Stock | Disposition | 2017-06-01 | 25,000 | $75.00 | 3,824,083 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,600 | Indirect | By Spouse |
Common Stock | 200,000 | Indirect | By GRAT |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | $0.00 | 2011-02-11 | 2011-02-11 | 101,138 | 101,138 | Direct |
Common Stock | Common Stock Option (right to buy) | $57.02 | 2019-12-14 | 2026-12-14 | 20,000 | 20,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-02-11 | 101,138 | 101,138 | Direct |
2026-12-14 | 20,000 | 20,000 | Direct |
Footnotes
- Ownership includes previous awards of 553,332 restricted stock units subject to vesting requirements.
- This sale is pursuant to diversification and in accordance with a 10b5-1 Trading Plan that was established on April 27, 2017.
- Owned by a grantor retained annuity trust of which Mr. Neidorff is the trustee and beneficiary of the annuity.
- Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
- The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Mr. Neidorff's termination with the Company or on such other date Mr. Neidorff may elect.