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Home > Insider Trading > Filing (0001209191-17-037915)

Filing Details

Accession Number:: 0001209191-17-037915
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-06-05 18:02:38
Reporting Period:: 2017-06-02

Filing Date:: 2017-06-05
Accepted Time:: 2017-06-05 18:02:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1056903	American States Water Co	AWR	Water Supply (4941)	954676679

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1297166	J Robert Sprowls	1713 N Vallejo Way Upland CA 91784	President & Ceo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2017-06-01	53	$46.75	108,937	No	4	A	Direct
Common Shares	Acquisiton	2017-06-02	113	$0.00	109,050	No	4	A	Direct
Common Shares	Acquisiton	2017-06-02	13,304	$17.06	122,354	No	4	M	Direct
Common Shares	Disposition	2017-06-02	13,304	$47.00	109,050	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Employee Stock Option (Right to Buy)	Acquisiton	2017-06-02	13,304	$0.00	13,304	$17.06

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2009-01-27	2018-01-27	No	4	M	Direct

Footnotes

DER units credited on 6/1/2017 as dividend at FMV
Updated DRIP in Merrill account