Filing Details

Accession Number:
0001140361-17-023819
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-05 17:26:28
Reporting Period:
2017-06-01
Filing Date:
2017-06-05
Accepted Time:
2017-06-05 17:26:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
911649 Standard Diversified Opportunities Inc. SDOI Tobacco Products (2100) 561581761
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409888 L.p. General Standard 767 Fifth Avenue, 12Th Floor
New York NY 10153
No No Yes No
1418202 Soohyung Kim 767 Fifth Avenue, 12Th Floor
New York NY 10153
See Footnote 3 Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 (Common Stock) Disposition 2017-06-01 7,255,048 $0.00 0 No 4 J Indirect See Footnotes
Class A Common Stock, Par Value $0.01 (Class A Common Stock) Acquisiton 2017-06-01 290,202 $0.00 290,202 No 4 J Indirect See Footnotes
Class A Common Stock Acquisiton 2017-06-01 6,962,394 $0.00 7,252,596 No 4 P Indirect See Footnotes
Class B Common Stock, Par Value $0.01 (Class B Common Stock) Acquisiton 2017-06-02 7,252,596 $0.00 7,252,596 No 4 J Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See Footnotes
No 4 J Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 J Indirect See Footnotes
Footnotes
  1. Pursuant to a reclassification exempt under Rule 16b-7, every twenty-five shares of Common Stock were reclassified into one share of Class A Common Stock.
  2. Represents shares of Class A Common Stock acquired pursuant to the terms of a Contribution and Exchange Agreement among the Issuer, the Reporting Persons and other parties, as previously discussed in public filings by the Issuer and the Reporting Persons, in exchange for shares of Common Stock of Turning Point Brands, Inc. For purposes of such transaction, shares of Class A Common Stock were valued at $21.4864 per share.
  3. The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion ofsuch securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
  4. Represents shares of Class B Common Stock issued pursuant to a stock dividend exempt under Rule 16b-9.
  5. This Form 4 does not report any pecuniary interest of David Glazek in securities of the Issuer. Mr. Glazek, a director of the Issuer and a partner of Standard General, separately files reports under Section 16.