Filing Details
- Accession Number:
- 0001140361-17-023819
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-05 17:26:28
- Reporting Period:
- 2017-06-01
- Filing Date:
- 2017-06-05
- Accepted Time:
- 2017-06-05 17:26:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
911649 | Standard Diversified Opportunities Inc. | SDOI | Tobacco Products (2100) | 561581761 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409888 | L.p. General Standard | 767 Fifth Avenue, 12Th Floor New York NY 10153 | No | No | Yes | No | |
1418202 | Soohyung Kim | 767 Fifth Avenue, 12Th Floor New York NY 10153 | See Footnote 3 | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 (Common Stock) | Disposition | 2017-06-01 | 7,255,048 | $0.00 | 0 | No | 4 | J | Indirect | See Footnotes |
Class A Common Stock, Par Value $0.01 (Class A Common Stock) | Acquisiton | 2017-06-01 | 290,202 | $0.00 | 290,202 | No | 4 | J | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2017-06-01 | 6,962,394 | $0.00 | 7,252,596 | No | 4 | P | Indirect | See Footnotes |
Class B Common Stock, Par Value $0.01 (Class B Common Stock) | Acquisiton | 2017-06-02 | 7,252,596 | $0.00 | 7,252,596 | No | 4 | J | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
Footnotes
- Pursuant to a reclassification exempt under Rule 16b-7, every twenty-five shares of Common Stock were reclassified into one share of Class A Common Stock.
- Represents shares of Class A Common Stock acquired pursuant to the terms of a Contribution and Exchange Agreement among the Issuer, the Reporting Persons and other parties, as previously discussed in public filings by the Issuer and the Reporting Persons, in exchange for shares of Common Stock of Turning Point Brands, Inc. For purposes of such transaction, shares of Class A Common Stock were valued at $21.4864 per share.
- The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion ofsuch securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- Represents shares of Class B Common Stock issued pursuant to a stock dividend exempt under Rule 16b-9.
- This Form 4 does not report any pecuniary interest of David Glazek in securities of the Issuer. Mr. Glazek, a director of the Issuer and a partner of Standard General, separately files reports under Section 16.