Filing Details
- Accession Number:
- 0001209191-17-037749
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-05 16:39:24
- Reporting Period:
- 2017-06-02
- Filing Date:
- 2017-06-05
- Accepted Time:
- 2017-06-05 16:39:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1624899 | Steris Plc | STE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413087 | Jr M Walter Rosebrough | C/O Chancery House, 190 Waterside Road Hamilton Industrial Park Leiscester X0 LE5 1QZ | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 Pence Par Value | Disposition | 2017-06-02 | 10,000 | $80.05 | 89,148 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares, 10 Pence Par Value | 68,806 | Indirect | See Footnote Below. |
Footnotes
- This sale of a total of 10,000 shares, held by the Reporting Person as Trustee of a revocable trust established for his benefit, was pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, effective on August 16, 2016.
- This represents the average sales price of the 10,000 shares sold in the open market. The actual sales prices ranged from $80.00 per share to $80.16 per share. The Reporting Person, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of the separate sales prices
- These 89,148 ordinary shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit. 41,543 of these Ordinary Shares are restricted. The restrictions on the restricted Ordinary Shares lapse as follows: 3,625 on May 28, 2018; 4,250 on May 30, 2018; 4,000 on May 30, 2018; 4,681 on June 1, 2018; 3,625 on May 28, 2019; 4,000 on May 30, 2019; 4,681 on June 3, 2019; 4,681 on June 1, 2020; 4,000 on June 1, 2020 and 4,000 on June 1, 2021.
- These ordinary shares are held by the Reporting Person's Spouse as Trustee of a revocable trust established for her benefit.
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