Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001209191-17-037743)

Filing Details

Accession Number:: 0001209191-17-037743
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-06-05 16:34:44
Reporting Period:: 2017-06-01

Filing Date:: 2017-06-05
Accepted Time:: 2017-06-05 16:34:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1227025	Neophotonics Corp	NPTN	Semiconductors & Related Devices (3674)	943253730

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1548606	Rusnano	Prospect 60-Letiya Oktyabrya 10A Moscow 1Z 117036		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-06-01	438,100	$9.11	4,222,905	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

This sale price represents the weighted average sale price of the shares sold ranging from $9.07 to $9.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.