Filing Details
- Accession Number:
- 0001441280-17-000023
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-06-02 19:16:58
- Reporting Period:
- 2017-02-05
- Filing Date:
- 2017-06-02
- Accepted Time:
- 2017-06-02 19:16:58
- Original Submission Date:
- 2017-02-07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1365038 | Leaf Group Ltd. | LFGR | Services-Computer Processing & Data Preparation (7374) | 204731239 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1441280 | P Sean Moriarty | 1655 26Th Street Santa Monica CA 90404 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 Par Value | Disposition | 2017-02-05 | 8,647 | $7.40 | 650,213 | No | 4 | F | Direct | |
| Common Stock, $.0001 Par Value | Disposition | 2017-02-07 | 3,106 | $7.35 | 647,107 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- This Form 4 amendment is being filed to amend the Form 4 previously filed on February 7, 2017 in order to correct the number of shares withheld to cover a portion of the reporting person's tax obligation with respect to the vesting of such RSUs.
- Upon the vesting of 16,666 restricted stock units ("RSUs") previously granted to the reporting person, the Company withheld 8,647 shares to cover the reporting person's tax withholding obligation with respect to the vesting of such RSUs. The previous Form 4 for this reported transaction stated 8,019 shares were withheld to cover the reporting person's tax withholding obligation.
- Includes 483,334 unvested restricted stock units.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in order to cover certain additional withholding taxes due in connection with the vesting of 16,666 RSUs on February 5, 2017.
- These shares were sold in multiple transactions at prices ranging from $7.20 to $7.40 per share. The price reported in Column 4 is the weighted average sales price. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price included in the weighted average sales price to the Company, any security holder of the Company or the staff of the SEC upon request.
Billionaire Hedge Funds
