Filing Details
- Accession Number:
- 0001225208-17-010831
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-02 18:17:52
- Reporting Period:
- 2017-05-31
- Filing Date:
- 2017-06-02
- Accepted Time:
- 2017-06-02 18:17:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094348 | Mattersight Corp | MATR | Services-Computer Integrated Systems Design (7373) | 364304577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201720 | N James White | 755 Page Mill Road, Suite A-200 Palo Alto CA 94304-1005 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-05-31 | 271,391 | $0.00 | 852,651 | No | 4 | J | Indirect | By Ltd Partnership (SHV) |
Common Stock | Acquisiton | 2017-06-01 | 203,543 | $3.65 | 1,056,194 | No | 4 | P | Indirect | By Ltd Partnership (SHV) |
Common Stock | Acquisiton | 2017-06-01 | 12,124 | $3.65 | 184,239 | No | 4 | P | Indirect | By Trust (Trustees) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By Ltd Partnership (SHV) |
No | 4 | P | Indirect | By Ltd Partnership (SHV) |
No | 4 | P | Indirect | By Trust (Trustees) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,000 | Direct | |
Common Stock | 10,188 | Indirect | By Profit Sharing Plan Trust |
Footnotes
- On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 271,391 shares (the "Distributed Common Shares") of the Issuer's common stock (the "Liquidation").
- Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 203,543 Distributed Common Shares from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices over the ninety (90)-day period ended March 31, 2017.
- In connection with the Liquidation, the reporting person entered into an agreement with the Limited Partner to repurchase 12,124 Distributed Common Shares from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices over the ninety (90)-day period ended March 31, 2017.
- Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
- Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.